UNLOCK INVESTMENTS

UNLOCK INVESTMENTS is an SEC-registered investment adviser (CRD 327987). Regulatory assets under management: $197K.

Registration

• CRD: 327987
• Type: Registered investment adviser
• Phone: 925-705-5654
• Latest filing: 2026-05-24
• Regulatory AUM: $197K
• Discretionary AUM: $197K
• Clients: 1
• Accounts: 3

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth, Charities, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 327987 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search