MOKAN WEALTH MANAGEMENT INC of OVERLAND PARK, KS is an SEC-registered investment adviser (CRD 328005). Regulatory assets under management: $250.3M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Kyle Thomas Hammerschmidt | OWNER & CCO | — |
| Hammerschmidt Kyle Thomas | OWNER & CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-03-29 | regulatory | THE ENFORCEMENT SECTION ALLEGES THAT THE FAILURE BY HAMMERSCHMIDT, DURING THE RELEVANT PERIOD, TO REGISTER IN MISSOURI AS AN IAR VIOLATED SECTION 409.4-404(A), WHICH MAKES IT UNLAWFUL FOR AN INDIVIDUAL TO TRANSACT BUSINESS IN MISSOURI AS AN IAR UNLESS THE INDIVIDUAL IS REGISTERED OR EXEMPT FROM REGI… | Final | $26K |