PHASE LINE FINANCIAL

PHASE LINE FINANCIAL is an SEC-registered investment adviser (CRD 329068). Regulatory assets under management: $17.4M.

Registration

• CRD: 329068
• Type: Registered investment adviser
• Phone: 805-696-2220
• Latest filing: 2026-03-27
• Regulatory AUM: $17.4M
• Discretionary AUM: $17.4M
• Clients: 1
• Accounts: 101

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 329068 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search