RAND GROUP FINANCIAL

RAND GROUP FINANCIAL is an SEC-registered investment adviser (CRD 329132). Regulatory assets under management: $80.0M.

Registration

• CRD: 329132
• Type: Registered investment adviser
• Phone: 408-775-9749
• Latest filing: 2026-03-31
• Regulatory AUM: $80.0M
• Discretionary AUM: $80.0M
• Clients: 1
• Accounts: 57

Business model

Compensation: % of AUM.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 329132 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search