ROCKWEALTH FINANCIAL LLC

ROCKWEALTH FINANCIAL LLC of IRVINE, CA is an SEC-registered investment adviser (CRD 329798). Regulatory assets under management: $12.4M.

Registration

• CRD: 329798
• Type: Registered investment adviser
• Location: 19200 VON KARMAN AVE, IRVINE, CA, 92612
• Phone: (714) 926-7420
• Latest filing: 2026-05-07
• Regulatory AUM: $12.4M
• Discretionary AUM: $12.3M
• Non-discretionary AUM: $30K
• Clients: 1
• Accounts: 9

Business model

Compensation: Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 329798 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search