PRIVACORE CAPITAL ADVISORS, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 330893). Regulatory assets under management: $108.5M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
| Name | Role | Location |
|---|---|---|
| Brendan Daniel Boyle | CHIEF EXECUTIVE OFFICER; MEMBER | — |
| William Sutherland Cashel | MEMBER | — |
| Sandhya Nmn Ganapathy | CHIEF COMPLIANCE OFFICER | — |
| CASHEL WILLIAM SUTHERLAND | MEMBER | — |
| BOYLE DAVID DANIEL | CHIEF EXECUTIVE OFFICER; MEMBER | — |
| GANAPATHY SANDHYA NMN | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-04-06 | regulatory | JANUS HENDERSON GROUP PLC MADE A LATE DISCLOSURE FILING OF ITS AGGREGATE HOLDINGS (HELD ON BEHALF OF ITS CLIENTS) IN RENEWI PLC (AN ISSUER THAT IS LISTED IN THE NETHERLANDS) AFTER ITS SHAREHOLDING CROSSED THE 3% DISCLOSURE THRESHOLD. | Final | $1.9M |
| 2012-05-15 | regulatory | THE FDF ALLEGED THAT JANUS HENDERSON US (HOLDINGS) INC. (FKA JANUS CAPITAL GROUP INC.) MADE A LATE DISCLOSURE FILING OF ITS OWNERSHIP OF SECURITIES OF A SWISS ISSUER AFTER THE OWNERSHIP LEVELS FELL BELOW CERTAIN THRESHOLDS. | Final | $22K |
| 2005-08-30 | regulatory | THE AUDITOR OF THE STATE OF WEST VIRGINIA ("AUDITOR") FILED A SUMMARY ORDER TO CEASE AND DESIST AND NOTICE OF RIGHT TO HEARING AGAINST JANUS HENDERSON US (HOLDINGS) INC. (FKA JANUS CAPITAL GROUP, INC.) AND JANUS HENDERSON INVESTORS US LLC (FKA JANUS CAPITAL MANAGEMENT LLC) (TOGETHER, "JHI"), ALLEGIN… | Final | $100K |