BROOKS WEALTH MANAGEMENT

BROOKS WEALTH MANAGEMENT of WESTLAKE VILLAGE, CA is an SEC-registered investment adviser (CRD 332237). Regulatory assets under management: $10.5M.

Registration

• CRD: 332237
• Type: Registered investment adviser
• Location: 2555 TOWNSGATE RD, WESTLAKE VILLAGE, CA, 91361
• Phone: (303) 962-2728
• Latest filing: 2026-05-12
• Regulatory AUM: $10.5M
• Discretionary AUM: $10.5M
• Clients: 1
• Accounts: 84

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Corporations.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 332237 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search