THORNBURG BOW RIVER ADVISERS, LLC.

THORNBURG BOW RIVER ADVISERS, LLC. of DENVER, CO is an SEC-registered investment adviser (CRD 332879). Regulatory assets under management: $224.2M.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (28)

Showing 25 of 28 people.

NameRoleLocation
Harold Garrett ThornburgTRUSTEE—
Amy Mikolajczyk CallowCO-CHIEF LEGAL OFFICER—
Mark Joseph ZinkulaEXECUTIVE VICE PRESIDENT, BOARD MEMBER—
Blair Ellard RichardsonEXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT, BOARD MEMBER; OFFICER, DIRECTOR & SHAREHOLDER—
James Daniel KerrSECRETARY, CHIEF COMPLIANCE OFFICER, CO-CHIEF LEGAL OFFICER, VICE PRESIDENT—
Jane Clayton IngallsCHIEF OPERATING OFFICER, VICE PRESIDENT; CHIEF OPERATING OFFICER, VICE PRESIDENT, BOARD MEMBER—
James Martin WeichertMANAGING MEMBER—
Aaron Michael ArnettVICE PRESIDENT, OFFICER, SHAREHOLDER—
Jamison Reid DavisCHIEF FINANCIAL OFFICER—
Jesse Ryan BrownellVICE PRESIDENT, BOARD MEMBER—
Jeremy David HeldVICE PRESIDENT, BOARD MEMBER—
David Andrew EttengerVICE PRESIDENT, BOARD MEMBER—
KERR RICHARD DANIELCHIEF COMPLIANCE OFFICER AND SENIOR COUNSEL; SECRETARY, CHIEF COMPLIANCE OFFICER, CO-CHIEF LEGAL OFFICER, VICE PRESIDENT—
THORNBURG HAROLD GARRETTTRUSTEE—
RICHARDSON BLAIR ELLARDCHIEF EXECUTIVE OFFICER; EXECUTIVE VICE PRESIDENT; OFFICER, DIRECTOR & SHAREHOLDER—
ZINKULA MARK JOSEPHEXECUTIVE VICE PRESIDENT, BOARD MEMBER—
ARNETT AARON MICHAELOFFICER, DIRECTOR AND SHAREHOLDER; VICE PRESIDENT, OFFICER, SHAREHOLDER—
INGALLS JANE CLAYTONCHIEF OPERATING OFFICER AND PRESIDENT; CHIEF OPERATING OFFICER, VICE PRESIDENT—
WEICHERT JAMES MARTINMANAGING MEMBER—
DAVIS MATTHEW REIDCHIEF FINANCIAL OFFICER—
HELD JEREMY DAVIDVICE PRESIDENT, BOARD MEMBER—
CALLOW AMY MIKOLAJCZYKCO-CHIEF LEGAL OFFICER—
BROWNELL JESSE RYANVICE PRESIDENT, BOARD MEMBER—
ETTENGER DAVID ANDREWVICE PRESIDENT, BOARD MEMBER—
Apfel Joshua HarrisonOFFICER, DIRECTOR AND SHAREHOLDER—

Disclosures (4)

InitiatedTypeAllegationsStatusAmount
2016-06-13regulatoryALLEGED FAILURE TO TIMELY FILE THREE VOTING RIGHTS NOTIFICATIONS WITH BAFIN AND THE ISSUERS.Final$111K

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