REGATTA FINANCIAL LLC

REGATTA FINANCIAL LLC is an SEC-registered investment adviser (CRD 333067). Regulatory assets under management: $2.5M.

Registration

• CRD: 333067
• Type: Registered investment adviser
• Phone: 917-385-1244
• Latest filing: 2026-01-29
• Regulatory AUM: $2.5M
• Discretionary AUM: $2.5M
• Clients: 1
• Accounts: 4

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 333067 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search