HERRIOT FINANCIAL, LLC

HERRIOT FINANCIAL, LLC is an SEC-registered investment adviser (CRD 333511). Regulatory assets under management: $3.1M.

Registration

• CRD: 333511
• Type: Registered investment adviser
• Phone: (510) 205-7738
• Latest filing: 2026-03-12
• Regulatory AUM: $3.1M
• Discretionary AUM: $3.1M
• Clients: 1
• Accounts: 8

Business model

Compensation: % of AUM.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 333511 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search