WARREN FINANCIAL, LLC

WARREN FINANCIAL, LLC of BANGOR, ME is an SEC-registered investment adviser (CRD 334439). Regulatory assets under management: $27.9M.

Registration

• CRD: 334439
• Type: Registered investment adviser
• Location: 1147 HAMMOND ST, BANGOR, ME, 04401
• Phone: 207-573-1825
• Latest filing: 2026-04-07
• Regulatory AUM: $27.9M
• Discretionary AUM: $24.6M
• Non-discretionary AUM: $3.3M
• Clients: 1
• Accounts: 132

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 334439 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search