| 2024-10-25 | regulatory | ON OCTOBER 25, 2024, ELLIOTT INVESTMENT MANAGEMENT L.P. ("ELLIOTT") BECAME AWARE OF A NOTICE (THE "NOTICE") ISSUED BY BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICGHT ("BAFIN"), ADDRESSED TO MR. PAUL SINGER, THE ULTIMATE CONTROL PERSON OF ELLIOTT, ALLEGING THAT ELLIOTT FAILED TO TIMELY FILE CERTAIN… | Pending | — |
| 2019-12-23 | regulatory | ON DECEMBER 23, 2019, ELLIOTT CAPITAL ADVISORS, L.P. ("ECALP") RECEIVED, AND SUBSEQUENTLY ON DECEMBER 31, 2019, ELLIOTT ADVISORS (UK) LIMITED ("EAUK") RECEIVED, A COPY OF AN AUTORITÉ DES MARCHÉS FINANCIERS (THE "AMF") INVESTIGATIVE REPORT (THE "REPORT") TO THE SANCTIONS COMMISSION OF THE AMF IN FRAN… | On Appeal | $20.3M |
| 2019-12-23 | regulatory | ON DECEMBER 23, 2019, ELLIOTT CAPITAL ADVISORS, L.P. ("ECALP") RECEIVED, AND SUBSEQUENTLY ON DECEMBER 31, 2019, ELLIOTT ADVISORS (UK) LIMITED ("EAUK") RECEIVED, A COPY OF AN AUTORITE DES MARCHES FINANCIERS (THE "AMF") INVESTIGATIVE REPORT (THE "REPORT") TO THE SANCTIONS COMMISSION OF THE AMF IN FRAN… | Final | $20.3M |
| 2016-12-09 | regulatory | ON DECEMBER 9, 2016, THE SECURITIES AND EXCHANGE BOARD OF INDIA ("SEBI") ISSUED A "SHOW CAUSE NOTICE" (THE "NOTICE") UNDER SECTIONS 11, 11B AND 11(4) OF THE SEBI ACT, 1992, AND REGULATIONS 3(B), (C), (D) AND 4(1) OF THE SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR PRACTICE RELATING TO SECURITIES MARKE… | Final | — |
| 2015-07-08 | civil | THIS DRP DESCRIBES CIVIL LITIGATION RELATED TO ELLIOTT'S (AS HEREINAFTER DEFINED) DECISION NOT TO TENDER ITS SHARES OF NORBERT DENTRESSANGLE SA ("ND") IN A TENDER OFFER CONDUCTED BY XPO LOGISTICS, INC. AND XPO LOGISTICS FRANCE (COLLECTIVELY, "XPO"). XPO HAS ALLEGED THAT ELLIOTT CAPITAL ADVISORS, L.P… | Final | — |
| 2015-02-11 | regulatory | ELLIOT INTERNATIONAL, L.P. AND THE LIVERPOOL LIMITED PARTNERSHIP (EACH SUCH FUND, AN "ELLIOTT FUND") EACH SEPARATELY RECEIVED A LETTER FROM THE HELLENIC CAPITAL MARKET COMMISSION (THE "HCMC") REGARDING SHORT-SALE ORDERS FOR A SECURITY PLACED ON MAY 6, 2014. HCMC HAS ALLEGED THAT, IN ITS VIEW, EACH E… | Pending | — |
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