BANORTE VENTURES LTD. of HOUSTON, TX is an SEC-registered investment adviser (CRD 335283). Regulatory assets under management: $52K.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Jose Ramon Rodriguez | CHIEF EXECUTIVE OFFICER | Miami, FL |
| Juan Fernando Valdivieso | CHIEF COMPLIANCE OFFICER | — |
| Juan Carlos Barraza | CHIEF INVESTMENT OFFICER | — |
| Nephtali Gomez | DIRECTOR OF IT; DIRECTOR OF IT AND CHIEF OPERATING OFFICER | — |
| Ivan Dario Urriago Figueroa | CHIEF AML OFFICER | — |
| Jorge Antonio Figueroa | OPERATIONS DIRECTOR | — |
| Maria Juliet Thompson-Kronig | DIRECTOR OF INTERNAL CONTROL AND QUALITY ASSURANCE | — |
| Miguel Angel Castellanos Hernandez | DIRECTOR OF HUMAN RESOURCES | — |
| Julio Rene Hernandez | CHIEF FINANCIAL OFFICER | — |
| Mayela Orrantia | DIRECTOR OF COMPLIANCE | — |
| Joaquin Sanchez Hernandez | CHIEF INVESTMENT OFFICER | — |
| Federico Adrian Huerta Rivera | DIRECTOR OF QUALITY CONTROL | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |