ROOK FINANCIAL LLC

ROOK FINANCIAL LLC is an SEC-registered investment adviser (CRD 335543). Regulatory assets under management: $5.9M.

Registration

• CRD: 335543
• Type: Registered investment adviser
• Phone: (312) 772-5216
• Latest filing: 2026-03-06
• Regulatory AUM: $5.9M
• Discretionary AUM: $5.9M
• Clients: 1
• Accounts: 91

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 335543 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search