1ST & 3RD INVESTMENTS LLC

1ST & 3RD INVESTMENTS LLC is an SEC-registered investment adviser (CRD 337417). Regulatory assets under management: $1.8M.

Registration

• CRD: 337417
• Type: Registered investment adviser
• Phone: 256-460-8142
• Latest filing: 2026-03-03
• Regulatory AUM: $1.8M
• Discretionary AUM: $1.1M
• Non-discretionary AUM: $705K
• Clients: 2
• Accounts: 23

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 337417 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search