LEGACY ROAD LLC

LEGACY ROAD LLC is an SEC-registered investment adviser (CRD 337654). Regulatory assets under management: $117.2M.

Registration

• CRD: 337654
• SEC file number: 801-134027
• Type: Registered investment adviser
• Phone: 917-626-1042
• Latest filing: 2026-03-31
• Regulatory AUM: $117.2M
• Discretionary AUM: $1.6M
• Non-discretionary AUM: $115.5M
• Clients: 1
• Accounts: 4

Business model

Compensation: % of AUM, Fixed.

Clients served: High net worth.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 337654 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search