ADVISOR COMPLIANCE PARTNERS LLC

ADVISOR COMPLIANCE PARTNERS LLC of KAILUA-KONA, HI is an SEC-registered investment adviser (CRD 338484). Regulatory assets under management: $131.9M.

Registration

• CRD: 338484
• SEC file number: 801-134461
• Type: Registered investment adviser
• Location: 75-170 HUALALAI RD,, SUITE C209, KAILUA-KONA, HI, 96740
• Phone: 808-657-6511
• Latest filing: 2026-04-28
• Regulatory AUM: $131.9M
• Discretionary AUM: $131.9M
• Clients: 4
• Accounts: 465

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 338484 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search