STEPHEN SMITH FINANCIAL INC.

STEPHEN SMITH FINANCIAL INC. of SCHAUMBURG, IL is an SEC-registered investment adviser (CRD 339402). Regulatory assets under management: $129.0M.

Registration

• CRD: 339402
• SEC file number: 801-134877
• Type: Registered investment adviser
• Location: 1701 EAST WOODFIELD ROAD, SUITE 810, SCHAUMBURG, IL, 60173
• Phone: 847-881-8996
• Latest filing: 2026-07-08
• Regulatory AUM: $129.0M
• Discretionary AUM: $129.0M
• Clients: 4
• Accounts: 458

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
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• This page as markdown (for LLM agents)
• CRD 339402 on SEC IAPD (source of record)
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