PRISM PLANNING AND SOLUTIONS GROUP

PRISM PLANNING AND SOLUTIONS GROUP of WHITE PLAINS, NY is an SEC-registered investment adviser (CRD 340003). Regulatory assets under management: $157.0M.

Registration

• CRD: 340003
• SEC file number: 801-135208
• Type: Registered investment adviser
• Location: 777 WESTCHESTER AVE., WHITE PLAINS, NY, 10604
• Phone: (914) 831-3050
• Latest filing: 2026-08-07
• Regulatory AUM: $157.0M
• Discretionary AUM: $22.0M
• Non-discretionary AUM: $135.1M
• Clients: 5
• Accounts: 426

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 340003 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search