HCIP ADVISORS, LLC of NASHVILLE, TN is an SEC-registered investment adviser (CRD 340455). Regulatory assets under management: $339.3M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Donald Wright Phillips | MANAGING MEMBER | — |
| Harry Rudolf Jacobson | PARTNER | — |
| Thomas W Lyles | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2013-03-08 | regulatory | ADVISORY AFFILIATE ALLEGEDLY AIDED AND ABETTED AND CAUSED WILLIAM M. STEPHENS (STEPHENS) TO VIOLATE SECTION 15(A) OF THE EXCHANGE ACT, IN THAT STEPHENS SOLICITED INVESTORS ON BEHALF OF PRIVATE FUNDS, WHILE STEPHENS WAS NOT REGISTERED AS, OR ASSOCIATED WITH, A BROKER DEALER. | Final | $75K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| HC INNOVATIVE PARTNERS, LP | Private Equity Fund | Delaware | 8 | $339.3M | — |