WISDOMTREE VENTURES MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 343577).
Compensation: % of AUM.
Clients served: Other.
| Name | Role | Location |
|---|---|---|
| Robert Jarrett Lilien | PRESIDENT | New York, NY |
| Bryan Joseph Edmiston | CHIEF FINANCIAL OFFICER AND TREASURER | — |
| Stuart Michael Bell | CHIEF OPERATING OFFICER | — |
| Joanne Antico | GENERAL COUNSEL AND SECRETARY | — |
| Derek Anthony Ibsch | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-03-22 | regulatory | ON OCTOBER 21, 2024, WISDOMTREE ASSET MANAGEMENT, INC. ("WTAM") ENTERED INTO A SETTLEMENT WITH THE SEC RELATED TO ALLEGED MISSTATEMENTS BY WTAM REGARDING THE ESG SCREENING PROCESS EMPLOYED BY THREE EXCHANGE-TRADED SERIES OF WISDOMTREE TRUST MANAGED BY WTAM (THE "FUNDS"). THE FUNDS WERE LIQUIDATED IN… | Final | $4.0M |