SMITH MOORE & CO. of CLAYTON, MO is an SEC-registered investment adviser (CRD 3441). Regulatory assets under management: $2.4B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Charities.
Showing 25 of 30 people.
| Name | Role | Location |
|---|---|---|
| Timothy Eugene Schulte | CHAIRMAN OF THE BOARD, DIRECTOR | — |
| Stewart James Jr Deutsch | PRESIDENT, CHIEF EXECTIVE OFFICER, DIRECTOR | — |
| Kent Charles Schmidt | EXECUTIVE VICE PRESIDENT, DIRECTOR | — |
| Randall Paul Rhyner | EXECUTIVE VICE PRESIDENT, DIRECTOR | — |
| Amy Lynn Brody | CHIEF FINANCIAL OFFICER, FINOP | — |
| Jaret Dalin Perryman | CHIEF COMPLIANCE OFFICER | — |
| Barbara Ann Kraft | CHIEF OPERATING OFFICER | — |
| Matthew Edward Bragg | EXECUTIVE VICE PRESIDENT, SECRETARY, DIRECTOR | — |
| Daniel Patrick Moran | CHIEF TECHNOLOGY OFFICER | — |
| SCHMIDT WILLIAM CHARLES | EXECUTIVE VICE PRESIDENT, DIRECTOR | — |
| PERRYMAN JARET DALIN | CHIEF COMPLIANCE OFFICER | — |
| LANGENBERG HARRY HILL | SENIOR VP; SENIOR VP, DIRECTOR,; SENIOR VP, DIRECTOR, CHAIRMAN | — |
| PLACK PHILIP HENRY | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT, DIRECTOR; EXECUTIVE VP & DIRECTOR | — |
| PLACK ROBERT PHILIP | SENIOR VP & DIRECTOR | — |
| SCHULTE TIMOTHY EUGENE | CHAIRMAN OF THE BOARD, DIRECTOR; SENIOR VP, DIRECTOR & CHAIRMAN; SROP, CROP, SENIOR VP | — |
| DEUTSCH STEWART JAMES JR | PRESIDENT & CEO; PRESIDENT, CHIEF EXECTIVE OFFICER, DIRECTOR | — |
| GONSALVES THOMAS ANTHONY JR | CHIEF OPERATING OFFICER, SECRETARY, CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER, SECRETARY, CHIEF COMPLIANCE OFFICER; SECRETARY, DIRECTOR | — |
| FREDERICK DONNA ELIZABETH | CHIEF OPERATING OFFICER, DIRECTOR; VICE PRESIDENT | — |
| STOGSDILL DONNA LEA | FINOP | — |
| HUFENDICK DONNA LEA | FINOP | — |
| IWERSEN-NIEMANN JULIANNE CATHERINE | VICE PRESIDENT | — |
| GOLDEN GREGORY WARREN | VICE PRESIDENT | — |
| SULLIVAN LINDA W | CHIEF COMPLIANCE OFFICER | — |
| BASKETT ERIN ELAINE | CHIEF FINANCIAL OFFICER | — |
| EPSTEIN MALCOLM BRADLEE JR | BRANCH MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |