DALE K. EHRHART, INC. of VENICE, FL is an SEC-registered investment adviser (CRD 35971). Regulatory assets under management: $648.8M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Michael Thomas Hartley | CEO / OWNER | — |
| Michael Warren Hartley | PRESIDENT / CHIEF COMPLIANCE OFFICER | — |
| Bonnie Brown Hartley | SECRETARY/TREASURER | — |
| HARTLEY MICHAEL THOMAS | CEO; CEO / OWNER; PRESIDENT | — |
| SWANSON BRUCE DAVID | VICE PRESIDENT - MARKETING | — |
| TRAMMELL THOMAS BLAIR | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT, SROP, CROP; SENIOR VICE PRESIDENT, SROP, CROP, CHIEF COMPLIANCE OFFICER (+1 more) | — |
| TRAMMELL NANCY JEAN | SECRETARY; SECRETARY/TREASURER | — |
| HARTLEY MICHAEL WARREN | PRESIDENT / CHIEF COMPLIANCE OFFICER; VICE PRESIDENT - RESEARCH | — |
| GETTEHARTLEY GLADYS RUTH | TREASURER FOP | — |
| SANDERS BYRON ANTHONY | PRESIDENT | — |
| KEYSER ROBERT CALDWELL | VICE PRESIDENT - INSURANCE | — |
| MOORE JAMES HENRY | ASSISTANT VICE PRESIDENT; VICE PRESIDENT | — |
| GETTE MICKI RUTH | TREASURER FOP; VICE PRESIDENT - FINANCIAL OPERATIONS | — |
| STELLWAGEN GERARD FREDERICK | VICE PRESIDENT - INSURANCE | — |
| Hartley Bonnie Brown | SECRETARY/TREASURER | — |
| POPE BRIAN RICHARD | VICE PRESIDENT - PRIVATE CLIENT SERVICES | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | civil | — | — | — |