TRUBEE WEALTH ADVISORS, INC. of BUFFALO, NY is an SEC-registered investment adviser (CRD 3618). Regulatory assets under management: $911.5M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Charities.
Showing 25 of 32 people.
| Name | Role | Location |
|---|---|---|
| William Robert Pictor | VICE PRESIDENT | — |
| Jeffrey Allan Bowen | VICE PRESIDENT, SROP, CROP | — |
| Thomas Richard Turk | VICE PRESIDENT | — |
| Charles Ernest Gelo | VICE PRESIDENT | — |
| John David Shine | PRESIDENT, BRANCH MANAGER, & CEO | — |
| Nicholas Verbanic | VICE PRESIDENT | — |
| Patricia Edith Reinard-Kopsa | CHIEF COMPLIANCE OFFICER | — |
| Harrison Michael Steinwald | FINOP AND CFO | — |
| Thomas Gerard Vossler | VICE PRESIDENT | — |
| Anthony Frank Frandina | VICE PRESIDENT | — |
| Nicholas Alexander Ingold | VICE PRESIDENT | — |
| Anne Jennifer Emblidge | FINANCIAL ADVISOR | — |
| Michael Forman Sheets | VICE PRESIDENT | — |
| JOHNSTON KENNETH MERLE JR | CO-CHAIRMAN OF THE BOARD; RETIRED | — |
| JOHNSTON EDWIN MCCLELLAN | CO-CHAIRMAN OF THE BOARD | — |
| VERBANIC NICHOLAS | VICE PRESIDENT | — |
| RICHARDSON WILLIAM HENRY | CO-CHAIRMAN OF THE BOARD; VICE PRESIDENT | — |
| QUINN ROBERT EARL | VICE PRESIDENT | — |
| PICTOR WILLIAM ROBERT | CHIEF COMPLIANCE OFFICER; PRESIDENT; PRESIDENT, BRANCH MANAGER, CHIEF COMPLIANCE OFFICER, & CEO (+1 more) | — |
| SHEETS MICHAEL FORMAN | SECRETARY / TREASURER; VICE PRESIDENT; VICE PRESIDENT, FINOP, & CFO | — |
| FRANDINA ANTHONY FRANK | VICE PRESIDENT; VICE PRESIDENT / SECRETARY - TREASURER | — |
| BREDENBERG WILLIAM JOHN | VICE PRESIDENT | — |
| BOWEN JEFFREY ALLAN | VICE PRESIDENT; VICE PRESIDENT, SROP, CROP | — |
| VOSSLER THOMAS GERARD | VICE PRESIDENT | — |
| REUKAUF JACK CARL | VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2011-05-11 | regulatory | DURING THE RECIEW PERIOD, IN SEVEN TRANSACTIONS, THE FIRM SOLD AGENCY BONDS TO CUSTOMERS AND FAILED TO SELL SUCH BONDS AT A PRICE THAT WAS FAIR, TAKING INTO CONSIDERATION ALL RELEVANT CIRCUMSTANCES, INCLUDING BOND MARKET CONDITIONS WITH RESPECT TO EACH BOND AT THE TIME OF THE TRANSACTION, THE EXPENS… | Final | $5K |