PACKERLAND BROKERAGE SERVICES, INC.

PACKERLAND BROKERAGE SERVICES, INC. of GREEN BAY, WI is an SEC-registered investment adviser (CRD 37031). Regulatory assets under management: $1.4B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions, Charities.

Officers, owners & control persons (36)

Showing 25 of 36 people.

NameRoleLocation
Karen P BostwickSHAREHOLDER
Steven G WestenbergDIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER
William Scott Van EssDIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD
Zachary P KellyDIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY
Aaron Andrew DoelgerSHAREHOLDER, CHIEF COMPLIANCE OFFICER
John Osborn MeierDIRECTOR OF FINANCE AND OPERATIONS
SMITH JANE MARIESHAREHOLDER
KELLY THOMAS PCEO; DIRECTOR, SHAREHOLDER, CEO; FNOP, DIRECTOR OF FINANCIAL OPERATIONS AND TECHNOLOGY, ACTING CO-CEO (+2 more)
BOSTWICK KAREN PSHAREHOLDER
BOSTWICK WAYNE ADIRECTOR; TREASURER; DIRECTOR, TREASURER, SHAREHOLDER; DIRECTOR; TREASURER, SHAREHOLDER
REYNOLDS THOMAS STORRSDIRECTOR, SHAREHOLDER, SECRETARY; DIRECTOR/SHAREHOLDER; SECRETARY; SHAREHOLDER
LIESCH BRIAN FRANKLINSHAREHOLDER
PULASKI ROBERT JOHNSHAREHOLDER
WESTENBERG STEVEN GDIRECTOR, SHAREHOLDER, VICE-CHAIRMAN OF THE BOARD; SHAREHOLDER
VANESS WILLIAM SCOTTDIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD; SHAREHOLDER, CHAIRMAN OF THE BOARD
RHODES DALE JEROMESHAREHOLDER
EGLY DONNA JAHNSSHAREHOLDER
DOELGER AARON ANDREWCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER - CO-CEO; DIRECTOR OF MARKETING AND EDUCATION (+1 more)
RIESTERER GLEN EARLSHAREHOLDER, VICE CHAIRMAN
MEIER JOHN OSBORNDIRECTOR OF FINANCE AND OPERATIONS
LARSCHEID CARLTON FRANKDIRECTOR/ SHAREHOLDER
ROHLEDER TIMOTHY JAMESSHAREHOLDER
BERO JAMES LOUISSHAREHOLDER
KOMMER JANICE MAESHAREHOLDER
TUTTLE SCOTT GERARDSHAREHOLDER

Disclosures (30)

InitiatedTypeAllegationsStatusAmount
2017-12-21regulatorySEC ADMIN RELEASE 34-82383; IA RELEASE 4832, DECEMBER 21, 2017: THE SECURITIES AND EXCHANGE COMMISSION (COMMISSION) DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE, AND HEREBY ARE, INSTITUTED PURSUANT TO SECTION 15(B) OF THE SECURITIES E…Final$80K
regulatory
regulatoryU4 DRP SUBMITTED TO CRD AT THE TIME OF THE EVENTFinal$5K
civil

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