GLOBAL BROKERAGE SERVICES, INC. of HUNT VALLEY, MD is an SEC-registered investment adviser (CRD 37505). Regulatory assets under management: $137.3M.
Compensation: % of AUM, Other.
Clients served: High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Thomas Wesley Johnson | PRESIDENT, CEO, CFO, COO, CLO, CCO | — |
| William Burton Sweigart | VICE PRESIDENT | — |
| JOHNSON ROGER WESLEY | PRESIDENT, CEO, CFO, COO, CLO, CCO | — |
| SWEIGART WILLIAM BURTON | VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |