L.S.Y., INC of SAN RAMON, CA is an SEC-registered investment adviser (CRD 38). Regulatory assets under management: $630.7M.
Compensation: % of AUM, Hourly, Fixed, Commissions.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| YEE CLARENCE | PRESIDENT, CFO, COO, CCO, TREASURER, SECRETARY; PRESIDENT, CFO, COO, CHIEF COMPLIANCE OFFICER, TREASURER, SECRETARY; PRESIDENT, CFO, COO, CHIEF COMPLIANCE OFFICER, TREASURER, SECRETARY, PFO, POO | — |
| LEE LARRY CHAIYA | CHAIRMAN OF THE BOARD | — |
| COCHRAN NICHOLAS COWLES | VICE-PRESIDENT | — |
| Larry Chaiya Lee | CHAIRMAN OF THE BOARD | — |
| Nicholas Cowles Cochran | VICE-PRESIDENT | — |
| Emmanuel Sabale Comes | CHIEF COMPLIANCE OFFICER | — |
| Elizabeth Sarah Collins | PRINCIPAL FINANCIAL OFFICER | — |
| Elaine Joyce Yee | SHAREHOLDER | — |