HAZLETT, BURT & WATSON, INC. of WHEELING, WV is an SEC-registered investment adviser (CRD 396). Regulatory assets under management: $1.4B.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Marilynn Sue Echols | EXECUTIVE VICE PRESIDENT / DIRECTOR | — |
| Harold Bruce Burech | DIRECTOR /SR VP | — |
| George Sperry Iii Weaver | SR EXEC VP / DIRECTOR | — |
| Timothy Morgan Bidwell | EXEC VP / CFO / CHIEF COMPLIANCE OFFICER / DIRECTOR | — |
| Michael Thompson Barickman | EXEC VP / DIRECTOR | — |
| Jason Lee Marsh | CHAIRMAN / CEO / DIRECTOR | — |
| WEAVER GEORGE SPERRY JR | CHAIRMAN / DIRECTOR; CHAIRMAN / DIRECTOR / CEO; DIRECTOR | — |
| BLOCH STUART FULTON | EXECUTIVE VP, DIRECTOR | — |
| BURECH HAROLD BRUCE | DIRECTOR /SR VP | — |
| WEAVER GEORGE SPERRY III | SR EXEC VP / DIRECTOR | — |
| ECHOLS MARILYNN SUE | EXECUTIVE VICE PRESIDENT / DIRECTOR; PRESIDENT / DIRECTOR / CEO; PRESIDENT / DIRECTOR / COO | — |
| FORBES JOHN RAYMOND JR | EXEC VP / DIRECTOR | — |
| HOLLOWAY WALKER PETERSON JR | SR VP / DIRECTOR | — |
| BIDWELL TIMOTHY MORGAN | EXEC VP / CFO / CCO / CHIEF COMPLIANCE OFFICER / DIRECTOR; EXEC VP / CFO / CCO / DIRECTOR; EXEC VP / CFO / CHIEF COMPLIANCE OFFICER / DIRECTOR (+1 more) | — |
| BARICKMAN MICHAEL THOMPSON | EXEC VP / DIRECTOR | — |
| PRINCE SCOTT STEVEN | PRESIDENT / CEO / CHAIRMAN | — |
| MARSH JASON LEE | CHAIRMAN / CEO / DIRECTOR; EXEC VP / COO / DIRECTOR; SR VP / COO / DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-03-11 | regulatory | IA RELEASE 5183, MARCH 11, 2019: THE COMMISSION FOUND THAT THESE PROCEEDINGS AROSE OUT OF BREACHES OF FUDUCIARY DUTY AND INADEQUATE DISCLOSURES BY HAZLETT, BURT & WATSON, INC. ("RESPONDENT") IN CONNECTION WITH ITS MUTUAL FUND SHARE CLASS SELECTION PRACTICES AND THE FEES IT RECEIVED. THE COMMISSION F… | Final | — |