VOYA RETIREMENT ADVISORS, LLC of WINDSOR, CT is an SEC-registered investment adviser (CRD 3989). Regulatory assets under management: $37.5B.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pensions.
Showing 25 of 29 people.
| Name | Role | Location |
|---|---|---|
| Gordon Avery | CHIEF COMPLIANCE OFFICER | Arlington, VA |
| Chin Chun Kuo | CHIEF FINANCIAL OFFICER | — |
| Stephen Joseph Easton | CHIEF COMPLIANCE OFFICER | — |
| Christopher Eugene Trovato | MANAGING DIRECTOR | — |
| Jason Michael White | MANAGING DIRECTOR | — |
| Meredith P Kelley | CHIEF FINANCIAL OFFICER | — |
| WHITE THOMAS MICHAEL | MANAGING DIRECTOR | — |
| BARHORST RONALD RICHARD | PRESIDENT & CEO | — |
| RENZULLI LORI M | CHIEF COMPLIANCE OFFICER | — |
| MARTIN RAYMOND | PRESIDENT | — |
| FAMULARO JAMES RAFFAELE JR | TREASURER AND CHIEF FINANCIAL OFFICER; TREASURER AND FINOP | — |
| SHUCKEROW MICHAEL JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| FEINBERG PAUL STUART | EXECUTIVE VICE PRESIDENT, DIRECTOR; SECRETARY, SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| ROSELLI FRANK JOSEPH | ASSISTANT CONTROLLER, FINOP; TREASURER AND FINOP | — |
| HULTGREN KRISTIN HENDERSON | CFO / FINOP | — |
| WILCOX WILLIAM DAVID | CHIEF COMPLIANCE OFFICER | — |
| TOPE CHAD JOSEPH | DIRECTOR | — |
| COLON-PEREZ IDA INEZ | DIRECTOR/CHIEF COMPLIANCE OFFICER | — |
| DUGHI ROBERT CURTIS | DIRECTOR, CEO | — |
| LIST CYNTHIA KAREN | VICE PRESIDENT, TREASURER, FINOP | — |
| SHAPIRO-SMITH LYNNE C | CHIEF COMPLIANCE OFFICER | — |
| STERN CAROL SANDRA | CHIEF COMPLIANCE OFFICER | — |
| KENNEDY PATRICK JUDE | DIRECTOR; PRESIDENT | — |
| NICHOLS JAMES LUTHER IV | MANAGING DIRECTOR; PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | — |
| WITZEMAN BRIDGET JEANNINE ANDRIA | MANAGING DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2013-02-19 | regulatory | ALLEGATIONS THAT THE FIRM AND FOUR CONTROL AFFILIATES (DIRECTED SERVICES, LLC, ING AMERICA EQUITIES, INC., ING FINANCIAL ADVISERS, LLC, AND ING FINANCIAL PARTNERS, INC.), COLLECTIVELY KNOWN AS ("RESPONDENT FIRMS"), WERE INVOLVED IN VIOLATIONS OF THE SUPERVISION AND EMAIL RETENTION REQUIREMENTS OF FI… | Final | $255K |
| City | State | Employees | Phone |
|---|---|---|---|
| BOSTON | MA | 30 | 8003562906 |