JACK V. BUTTERFIELD INVESTMENT COMPANY of JACKSON, MI is an SEC-registered investment adviser (CRD 3998). Regulatory assets under management: $157.6M.
Compensation: % of AUM.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| John Clark Butterfield | PRESIDENT; PRESIDENT,CCO | — |
| Timothy Mark Thayer | VICE PRESIDENT/PRINCIPAL | — |
| Jason John Butterfield | OWNER | — |
| Benjamin Ryan Butterfield | OWNER | — |
| Nicholas Jacob Butterfield | OWNER | — |
| Tyler Clark Butterfield | OWNER | — |
| David Michael Cavender | CHIEF COMPLIANCE OFFICER | — |
| BUTTERFIELD JOHN CLARK | PRESIDENT; PRESIDENT,CCO | — |
| THAYER TIMOTHY MARK | VICE PRESIDENT/PRINCIPAL | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-06-16 | regulatory | IMPROPERLY REGISTERED IN STATE OF ILLINOIS. | Final | $11K |
| 2005-08-29 | regulatory | INADEQUITE MONEY LAUNDERING PROCEDURES | Final | $5K |