ROGAN & ASSOCIATES, INC. of SAFETY HARBOR, FL is an SEC-registered investment adviser (CRD 42762). Regulatory assets under management: $709.6M.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Michael Gerard Rogan | PRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | — |
| Edwin Robinson Foss | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPAL | — |
| Ana R Carter | FINOP | — |
| CARTER DAVID R | FINOP | — |
| ROGAN BRIAN GERARD | PRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER; PRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | — |
| FOSS EDWIN ROBINSON | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPAL | — |
| Edwin Robinson Foss | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPAL | — |