WESBANCO SECURITIES, INC. of ST CLAIRSVILLE, OH is an SEC-registered investment adviser (CRD 43276). Regulatory assets under management: $285.9M.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| JEFF JACKSON | DIRECTOR | Beverly, MA |
| James C Gardill | COUNSEL | — |
| Rose Lynn Wilson | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | — |
| Lisa Finkelstein Stavsky | DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | — |
| Michael L Perkins | DIRECTOR | — |
| Jay Zatta | DIRECTOR | — |
| Scott Alan Love | DIRECTOR | — |
| Jay Michael Luzar | DIRECTOR | — |
| James Leroy Conner | FINOP | — |
| Brent Earl Richmond | DIRECTOR | — |
| Benjamin Joseph Beckett | FINOP & OPERATIONS MANAGER | — |
| WILSON JAMIE LYNN | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | — |
| LOVE DAVID ALAN | DIRECTOR | — |
| RICHMOND BRENT EARL | DIRECTOR | — |
| GARDILL JAMES C | COUNSEL; DIRECTOR | — |
| DARGUSCH JONATHAN DOUGLAS | CEO & DIRECTOR | — |
| BECKETT BENJAMIN JOSEPH | FINOP & OPERATIONS MANAGER | — |
| CLOSSIN TODD FAVROT | DIRECTOR | — |
| STAVSKY LISA FINKELSTEIN | DIRECTOR - MANAGING DIRECTOR; DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | — |
| PERKINS MICHAEL L | DIRECTOR | — |
| ZATTA JAY | DIRECTOR | — |
| JACKSON JEFF | DIRECTOR | — |
| James Robert Ii Herberger | FIN-OP | — |
| Aaron S Rykowski | DIRECTOR | — |
| Samuel R Newcomb | COUNEL | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-12-08 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO ESTABLISH A REASONABLE SUPERVISORY SYSTEM TO REVIEW ELECTRONIC CORRESPONDENCE. THE FINDINGS STATED THAT THE FIRM FAILED TO CONDUCT A MANUAL REVIEW OF SOME OF ITS EMAIL INVOLV… | Final | $45K |