HERNDON PLANT OAKLEY LTD of CORPUS CHRISTI, TX is an SEC-registered investment adviser (CRD 44971). Regulatory assets under management: $155.4M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| HERNDON RUSSELL BRENT | LIMITED PARTNER | — |
| PLANT PHILLIP MICHAEL | LIMITED PARTNER; LIMITED PARTNER/SROP | — |
| OAKLEY JAMES THEODORE | LIMITED PARTNER | — |
| DEUBEL-RAGAN ELIZABETH ANN | DESIGNATED PRINCIPAL/ CCO; DESIGNATED PRINCIPAL/ CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR/DESIGNATED PRINCIPAL CHIEF COMPLIANCE OFFICER | — |
| DOWNEY DAVID JAMES | FINOP; FINOP/CROP | — |
| DEUBEL ELIZABETH ANN | DESIGNATED PRINCIPAL | — |
| Phillip Michael Plant | LIMITED PARTNER | — |
| James Theodore Oakley | LIMITED PARTNER | — |
| Elizabeth Blanchard Ragan | MANAGING DIRECTOR/DESIGNATED PRINCIPAL CHIEF COMPLIANCE OFFICER | — |
| Sydney Coronado | FINOP | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |