WILSHIRE ADVISORS LLC of SANTA MONICA, CA is an SEC-registered investment adviser (CRD 6210). Regulatory assets under management: $149.1B.
Compensation: % of AUM, Fixed, Performance, Other.
Clients served: High net worth, Pooled vehicles, Pensions, Charities, Corporations, Investment cos.
Showing 25 of 78 people.
| Name | Role | Location |
|---|---|---|
| Jason Hubschman | CO-CHIEF OPERATING OFFICER | New York, NY |
| Christina Marie Walsh | CHIEF FINANCIAL OFFICER | — |
| Chinh Phu Chu | LIMITED PARTNER; MANAGING MEMBER; TRUSTEE | — |
| Jason Alexander Schwarz | CHIEF EXECUTIVE OFFICER; DEPUTY CHIEF EXECUTIVE OFFICER AND PRESIDENT | — |
| Mark Stephen Makepeace | LIMITED PARTNER; MANAGING MEMBER | — |
| Paul Luc Robert Heyvaert | LIMITED PARTNER; MEMBER | — |
| Emily Elizabeth Brown | CHIEF FINANCIAL OFFICER | — |
| Joshua Moses Emanuel | CHIEF INVESTMENT OFFICER | — |
| Erin Roye Simpson | HEAD OF OPERATIONS AND RISK | — |
| Johanna Elizabeth Valva | CO-CHIEF OPERATING OFFICER | — |
| Steven Michael O'Connor | CHIEF COMPLIANCE OFFICER | — |
| Sandy Suh Moon Choi | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| Andrew Robert Anthony Stewart | CHIEF EXECUTIVE OFFICER | — |
| Scott James Condron | CHIEF OPERATING OFFICER | — |
| MILLER RODNEY REED | CHIEF TECHNOLOGY OFFICER | — |
| RAAB ROBERT JOHN | DIRECTOR | — |
| TITO DENNIS ANTHONY | DIRECTOR & CHIEF EXECUTIVE OFFICER | — |
| HEWSENIAN ROSALIND MARGARET | DIRECTOR | — |
| KUBEREK ROBERT CHARLES | DIRECTOR; DIRECTOR & CHIEF FINANCIAL OFFICER | — |
| YATA HOWARD TAMOTSU | DIRECTOR | — |
| LOO CECILIA INFEE | DIRECTOR; DIRECTOR & PRESIDENT OF WILSHIRE ANALYTICS | — |
| SLAWSON SAN OLIVIA | CHIEF COMPLIANCE OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER & CHIEF OPERATIONS OFFICER | — |
| BONAFEDE JULIA KATHLEEN | DIRECTOR; DIRECTOR & PRESIDENT OF WILSHIRE CONSULTING | — |
| LYNCH THOMAS KEVIN | DIRECTOR | — |
| DAVANZO LAWRENCE EUGENE | DIRECTOR; DIRECTOR & PRESIDENT; DIRECTOR & PRESIDENT OF WAI | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-11-18 | regulatory | ON NOVEMBER 18, 2019, DE NEDERLANDSCHE BANK N.V. ("DNB") IMPOSED A 31,875 EURO ADMINISTRATIVE FINE ON WILSHIRE ASSOCIATES EUROPE B.V. ("WILSHIRE EUROPE") FOR VIOLATING ARTICLE 3:72, PARAGRAPH ONE, OF THE FINANCIAL SUPERVISION ACT FOR FAILURE TO SUBMIT WITHIN THE REQUIRED TIME PERIOD ITS QUARTERLY RE… | Final | $35K |
| 2018-06-04 | regulatory | ON JUNE 4, 2018, THE REGISTRANT ("LYXOR") ENTERED INTO A AGREEMENT WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ("SEC") TO SETTLE CHARGES RELATING TO A 2012 AGREEMENT LYXOR ENTERED INTO WITH THIRD-PARTY ADVISERS THAT MANAGED FUNDS IN WHICH LYXOR INVESTED CERTAIN CLIENT ASSETS. THAT AGREEMENT HAD… | Final | $500K |
| 2015-10-12 | regulatory | ON OCTOBER 12, 2015, DE NEDERLANDSCHE BANK N.V. ("DNB") IMPOSED A 25,000 EURO ADMINISTRATIVE FINE ON WILSHIRE ASSOCIATES EUROPE B.V. ("WILSHIRE EUROPE") FOR VIOLATING ARTICLE 3:72, PARAGRAPH ONE, OF THE FINANCIAL SUPERVISION ACT FOR FAILURE TO SUBMIT WITHIN THE REQUIRED TIME PERIOD ITS QUARTERLY REP… | Final | $27K |