HSBC BROKERAGE (USA) INC.

HSBC BROKERAGE (USA) INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 6956).

Registration

Officers, owners & control persons (10)

NameRoleLocation
FRIED DAVID LAWRENCEDIRECTOR—
WEBSTER GREGORY HAROLDDIRECTOR, CEO & FIRM PRINCIPAL—
GALLINO JOSEPH ANTHONYASSISTANT SECRETARY & CHIEF COMPLIANCE OFFICER—
RUGGIERO STEVEN ANTHONYSALES DIRECTOR—
TUNG GEASECRETARY—
COON DAVID BRUCESALES DIRECTOR—
SAMANIEGO FABIAN ANABAL JRCHIEF OPERATING OFFICER—
KREBS KARL FRANCISCHIEF FINANCIAL OFFICER—
VARTABEDIAN RICHARD HDIRECTOR—
FUREY III THOMAS JOSEPHCHIEF TRADING OFFICER—

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