BCG SECURITIES, INC. of CHERRY HILL, NJ is an SEC-registered investment adviser (CRD 70). Regulatory assets under management: $894.2M.
Compensation: % of AUM, Fixed, Commissions.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Linea Kate Michael | SECRETARY | — |
| Troy Marshall Gayle | TREASURER | — |
| Ryan Edward Greenier | SENIOR VICE PRESIDENT, FINANCE | — |
| Phyllis Tsai | FINOP | — |
| Holley Watson Taylor | CHIEF COMPLIANCE OFFICER | — |
| Jeffrey Garlatti | NATIONAL SALES MANAGER | — |
| Adam Paglione | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER & CCO | — |
| Beau Christian Adams | VICE PRESIDENT | — |
| PETERSON JOHN A | SECRETARY | — |
| PAGLIONE ROBERT | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER / PRESIDENT; EXECUTIVE OFFICER (+2 more) | — |
| KISVER PETER THOMAS | PETER T KISVER FNOP/GP; PETER T KISVER FNOP/GP/MP | — |
| REARDON JONATHAN PAUL | ASST SECRETARY / GENERAL PRINCIPAL; GENERAL PRINCIPAL; VICE PRESIDENT | — |
| PAGLIONE ADAM JUSTIN | PRES /GP/CHIEF COMPLIANCE OFFICER/FINOP/TREASURER; PRES / GP / CHIEF COMPLIANCE OFFICER/FNOP; PRESIDENT & CHIEF COMPLIANCE OFFICER (+5 more) | — |
| JOHNSON LYNDA ANN | CHIEF FINANCIAL OPERATIONS OFFICER; FINOP | — |
| PEREZ ALEX B JR | ASSISTANT SECRETARY; ASST. SECRETARY / GENERAL PRINCIPAL | — |
| ADAMS RUPERT CHRISTIAN | VICE PRESIDENT | — |
| ARROYO JORGE ALBERTO | SECRETARY; VICE PRESIDENT | — |
| SOLIMEO JOSEPH REGIS | TREASURER, CHIEF FINANCIAL OFFICER | — |
| GAYLE TROY MARSHALL | TREASURER | — |
| JOHNSTON NEAL ANTHONY | GENERAL PRINCIPAL | — |
| MICHAEL LINEA KATE | ASSISTANT SECRETARY; SECRETARY | — |
| WECKENBROCK MICHAEL BRANDON | CHIEF EXECUTIVE OFFICER | — |
| GREENIER RYAN EDWARD | SENIOR VICE PRESIDENT, FINANCE | — |
| TSAI PHYLLIS | FINOP | — |
| PAGLIONE ADAM | CHIEF EXECUTIVE OFFICER & CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2012-05-09 | regulatory | ON DECEMBER 6, 2011, BCG SECURITIES (BCGS) ACTED TO WITHDRAW ITS PENDING REGISTRATION IN HAWAII. BCGS MISTAKENLY SUBMITTED ON CRD A FORM BDW TO REQUEST BROKER/DEALER WITHDRAW. NORTH CAROLINA, IN TURN TERMINATED BCGS' STATE REGISTRATION. BCGS DID NOT REALIZE THE NC TERMIANTION UNTIL FEBRUARY 9, 2012. | Final | — |