ALLEGHENY INVESTMENTS of PITTSBURGH, PA is an SEC-registered investment adviser (CRD 7597). Regulatory assets under management: $742.1M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles.
Showing 25 of 44 people.
| Name | Role | Location |
|---|---|---|
| JONATHAN A KUHN | MEMBER/MANAGER | ALLISON PARK, PA |
| Rom Steven Hurst | MEMBER/MANAGER | — |
| Brandon James Haynes | MEMBER/MANAGER | — |
| Ralph Samuel Boyd | MEMBER/MANAGER | — |
| Darin Bryce Hawn | MEMBER/MANAGER | — |
| David Michael Jeter | MEMBER/MANAGER | — |
| Rom Steven Hurst | SROP/CROP | — |
| Brandon James Haynes | DIRECTOR/ COO/ FINOP | — |
| Jonathan A Kuhn | DIRECTOR/ PRESIDENT/ CEO | — |
| Jennifer Susan Schrauder | DIRECTOR | — |
| Michael Anthony Montileone | DIRECTOR | — |
| Ralph Samuel Jr Boyd | DIRECTOR | — |
| Darin Bryce Hawn | DIRECTOR | — |
| Stephen Francis Kutlenios | DIRECTOR | — |
| Stephen Turner Hawbaker | CCO | — |
| Mark Angelo Manetti | DIRECTOR | — |
| David Michael Jeter | DIRECTOR | — |
| MILLER ROBIN MARIE | VP/CHIEF COMPLIANCE OFFICER | — |
| HARPER HARRY GEORGE | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/SROP | — |
| BROWNE JAMES JOSEPH | DIRECTOR; DIRECTOR/VICE PRESIDENT | — |
| HOHMAN JAMES DILLON | DIRECTOR; PRESIDENT AND CHAIRMAN OF THE BOARD; PRESIDENT/CEO | — |
| GALLAGHER PHILIP MICHAEL | DIRECTOR; DIRECTOR & CHIEF COMPLIANCE OFFICER | — |
| SCHELLIN SUSAN D | PRESIDENT/CEO | — |
| SMREKAR KARL G JR | DIRECTOR; DIRECTOR/CCO; DIRECTOR/CO-CCO | — |
| HURST R STEVEN | SROP/CROP | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2011-05-02 | civil | REGISTERED REPRESENTATIVE SELLING AWAY | Final | $260K |
| 2006-06-20 | regulatory | MARYLAND ALLEGES THAT ALLEGHENY FAILED TO ADEQUATELY SUPERVISE ITS REGISTERED REPRESENTATIVES. WITHOUT ADMITTING OR DENYING THE ALLEGATIONS CONTAINED THEREIN; ALLEGHENY SETTLED THE ALLEGATIONS MADE BY MD BY AGREEING TO REPAY $200,000.00 TO AN INVESTOR WHO PURCHASED AN UNREGISTERED SECURITY FROM AN A… | Final | — |
| 2005-12-27 | regulatory | THE PENNSYLVANIA SECURITIES COMMISSION ALLEGED THAT ALLEGHENY VIOLATED CERTAIN PROVISIONS OF THE PENNSYLVANIA SECURTIES ACT OF 1972, 70 P.S. 1-101ET SEG. IN CONNECTION WITH ENGAGING IN THE BUSINESS OF ADVISING OTHERS, FOR COMPENSATION, ON THE PURCHASE AND SALE OF SECURITIES IN PENNSYLVANIA. | Final | $135K |
| 2003-01-13 | civil | UNSUITABLE SALE OF VARIABLE ANNUITY. | Final | $75K |