CENTENNIAL SECURITIES COMPANY INC of GRAND RAPIDS, MI is an SEC-registered investment adviser (CRD 7763). Regulatory assets under management: $1.3B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations.
Showing 25 of 32 people.
| Name | Role | Location |
|---|---|---|
| Randall Lee Hansen | FINANCIAL ADVISOR/OWNER; PRESIDENT / CEO / CFO / COO / FINOP | — |
| Donald Edward Beesley | FINANCIAL ADVISOR / OWNER | — |
| Craig Alan Tuinstra | FINANCIAL ADVISOR / OWNER | — |
| Daniel Lee Vandermolen | FINANCIAL ADVISOR / OWNER | — |
| James Dale Klunder | FINANCIAL ADVISOR / OWNER | — |
| Ryan Andrew Diepstra | FINANCIAL ADVISOR/OWNER; SECRETARY | — |
| Kevin William Kelly | FINANCIAL ADVISOR / OWNER | — |
| Mario Giulio Bernardi | FINANCIAL ADVISOR / OWNER | — |
| Michael Robert Ochoa | FINANCIAL ADVISOR / OWNER | — |
| Jeffrey Donald Wierenga | FINANCIAL ADVISOR / OWNER | — |
| Katie Marie Merrihew | FINANCIAL ADVISOR / OWNER | — |
| Jordan Thomas Powers | CHIEF COMPLIANCE OFFICER / CCO; CHIEF COMPLIANCE OFFICER / CCO / CFO / FINOP | — |
| Jonathan Thomas Peddie | FINANCIAL ADVISOR/OWNER | — |
| Dominic Joseph Niewald | FINANCIAL ADVISOR/OWNER | — |
| KELLY BRIAN WILLIAM | FINANCIAL ADVISOR / OWNER; MEMBER | — |
| OCHOA MICHAEL ROBERT | FINANCIAL ADVISOR / OWNER; MEMBER | — |
| BERNARDI MARIO GIULIO | FINANCIAL ADVISOR / OWNER; MEMBER | — |
| HANSEN RANDALL LEE | PRESIDENT / CEO / CFO / CCO / COO / FINOP; PRESIDENT / CEO / CFO / COO / FINOP | — |
| BEESLEY DONALD EDWARD | FINANCIAL ADVISOR / OWNER; MEMBER | — |
| TUINSTRA CRAIG ALAN | FINANCIAL ADVISOR / OWNER; MEMBER | — |
| VANDERMOLEN DANIEL LEE | FINANCIAL ADVISOR / OWNER; MEMBER | — |
| KLUNDER JAMES DALE | FINANCIAL ADVISOR / OWNER; MEMBER | — |
| DIEPSTRA RYAN ANDREW | MEMBER; SECRETARY | — |
| WIERENGA EARL DONALD JR | SENIOR VICE PRESIDENT / COMPLIANCE COMMITTEE; VICE PRESIDENT | — |
| WIERENGA JEFFREY D | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-07-17 | regulatory | CENTENNIAL SECURITIES CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT EFFECTED CUSTOMER TRANSACTIONS IN A MUNICIPAL SECURITY IN AN AMOUNT LOWER THEN THE MINIMUM DENOMINATION OF THE ISSUE THAT WAS NOT SUBJECT TO AN EXCEPTION UNDER MSRB RULES. THE FINDINGS STATED THAT THE FIRM FAILED T… | Final | $45K |
| 1989-11-10 | regulatory | VIOLATIONS OF MSRB RULES 6-17 AND 6-30, UNFAIR AND UNREASONABLE MARKUPS IN JULY 1989. | Final | $3K |