CAPITAL FINANCIAL SERVICES, INC.

CAPITAL FINANCIAL SERVICES, INC. of MINOT, ND is an SEC-registered investment adviser (CRD 8408). Regulatory assets under management: $212.7M.

Registration

Officers, owners & control persons (18)

NameRoleLocation
CARLSON JOHN RICHARDCHIEF COMPLIANCE OFFICER/DESIGNATED SUPERVISOR; CHIEF COMPLIANCE OFFICER, DESIGNATED SUPERVISOR, DIRECTOR; CHIEF COMPLIANCE OFFICER/DESIGNATED SUPERVISOR/SECRETARY/SENIOR REGISTERED OPTIONS PRINCIPAL/COMPLIANCE REG. OPTIONS PRINCIPAL (+4 more)
WALSTAD ROBERT EDWARDCEO, CHAIRMAN OF THE BOARD; CEO, CHAIRMAN OF THE BOARD,PRESIDENT; CEO, DIRECTOR,PRESIDENT (+1 more)
CASE JACQUELINE LEADIRECTOR, VICE PRESIDENT; DIRECTOR, VICE PRESIDENT, SECRETARY; SECRETARY (+2 more)
ACKERMAN HEATHER BRIANNATREASURER; TREASURER, FINOP, DIRECTOR
LINDSEY JEFFREY ALLENV.P. - MARKETING
CASTLEMAN VANCE CDIRECTOR
WELLS WILLIAM PAULDIRECTOR; SENIOR V.P.
OLSON RICHARD DAYLEPRESIDENT
BOPPRE BRIAN WADECHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER/DIRECTOR; PRESIDENT
LEGLER GEOFFREY JAMESDESIGNATED SUPERVISOR; PRESIDENT & DIRECTOR
LARSON JEFFREY BERNARDVICE PRESIDENT, SECRETARY, & DIRECTOR; V.P., FINANCIAL AND OPERATIONS PRINCIPAL; V.P., FIN & OP PRIN, DESIGNATED SUPV.
BOHRER BART JAMESVICE PRESIDENT; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER; VICE PRESIDENT/TREASURER
KAPPOTIS ERNEST DFINOP; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER
POLLARD DONALD ROBERTCHIEF COMPLIANCE OFFICER; PRESIDENT
WAAGE DONALD PAULPRESIDENT
THUNER CHAD ANDREWFINOP
BERTSCH NICOLE JUSTINACEO
CHRISTIANSON JOANNE MARIETREASURER

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