CALDWELL SUTTER CAPITAL, INC. — Form D
CALDWELL SUTTER CAPITAL, INC. of SAUSALITO, CA, a company, filed a Form D exempt-offering notice with the SEC on 2017-07-13. The offering totals $5K, of which $2K was reported sold. Industry: Investing.
Offering
- Filed: 2017-07-13
- Form: D
- Accession: 0000702007-17-000005
- Industry: Investing
- Exemptions: 06b
- Total offering: $5K
- Amount sold: $2K
- Remaining: $3K
- Investors: 3
- Date of first sale: 2017-07-06
- Security types: equity
- Revenue range: $1,000,001 - $5,000,000
- SEC file number: 021-290582
Issuer
- Name: CALDWELL SUTTER CAPITAL, INC.
- CIK: 0000702007
- Entity type: Corporation
- Jurisdiction: CALIFORNIA
- Address: 30 LIBERTY SHIP WAY #3225, SAUSALITO, CA, 94965-3324
- Phone: 415-962-2526
Officers, directors & promoters (7)
| Name | Role | Location |
|---|
| John Caldwell Helmer | Director | Alamo, CA |
| Christopher William Anderson | Director | Sausalito, CA |
| Christopher William Anderson | Executive Officer | Sausalito, CA |
| Kathleen Reilly Helmer | Director | Sausalito, CA |
| Kathleen Reilly Helmer | Executive Officer | Sausalito, CA |
| Joseph Francis Helmer | Director | Sausalito, CA |
| Joseph Francis Helmer | Executive Officer | Sausalito, CA |
Other filings by this issuer (2)
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