AUERBACH GRAYSON & COMPANY LLC — Form D
AUERBACH GRAYSON & COMPANY LLC of NEW YORK, NY, a company, filed a Form D exempt-offering notice with the SEC on 2013-03-28. The offering totals $13.0M, of which $13.0M was reported sold. Industry: Other Banking and Financial Services.
Offering
- Filed: 2013-03-28
- Form: D
- Accession: 0000891197-13-000003
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Total offering: $13.0M
- Amount sold: $13.0M
- Minimum investment: $500K
- Investors: 4
- Date of first sale: 2013-03-13
- Security types: equity
- Revenue range: $5,000,001 - $25,000,000
- SEC file number: 021-194166
Issuer
- Name: AUERBACH GRAYSON & COMPANY LLC
- CIK: 0000891197
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 25W 45TH STREET SUITE 16, NEW YORK, NY, 10036
- Phone: 212-453-3553
Officers, directors & promoters (10)
| Name | Role | Location |
|---|
| David Grayson | Director | Birmingham, AL |
| David Grayson | Executive Officer | Birmingham, AL |
| Daniel S Sigg | Director | New York, NY |
| Garth S Ballantyne | Executive Officer | New York, NY |
| David S Grayson | Director | New York, NY |
| David S Grayson | Executive Officer | New York, NY |
| Alexander S Seiler | Director | New York, NY |
| Alexander S Seiler | Executive Officer | New York, NY |
| Morris S Simkin | Executive Officer | New York, NY |
| Sharon S Gaviria | Executive Officer | New York, NY |
Other filings by this issuer (2)
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