Rothschild Investments, LLC — Form D
Rothschild Investments, LLC of CINCINNATI, OH, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2019-10-04. The offering totals $3.1M, of which $2.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2019-10-04
- Form: D
- Accession: 0000892251-19-000058
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Total offering: $3.1M
- Amount sold: $2.0M
- Remaining: $1.2M
- Minimum investment: $10K
- Investors: 29
- Date of first sale: 2017-09-23
- Security types: fund interests
- SEC file number: 021-350423
Issuer
- Name: Rothschild Investments, LLC
- CIK: 0001789702
- Entity type: Limited Liability Company
- Jurisdiction: OHIO
- Incorporated: 2019
- Address: 1077 CELESTIAL STREET, CINCINNATI, OH, 45202
- Phone: 513-371-5533
Officers, directors & promoters (3)
| Name | Role | Location |
|---|
| Brent Rippe | Director | Cincinnati, OH |
| David Graham | Executive Officer | Wayne, PA |
| Neil Ursic | Executive Officer | CINCINNATI, OH |
Other filings by this issuer (2)
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