Guggenheim Core Plus Fund, Ltd. — Form D
Guggenheim Core Plus Fund, Ltd. of SANTA MONICA, CA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2016-04-14. $13.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2016-04-14
- Form: D
- Accession: 0000899140-16-001366
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $13.0M
- Minimum investment: $100K
- Investors: 1
- Date of first sale: 2016-04-01
- Security types: equity, fund interests
- SEC file number: 021-261297
Issuer
- Name: Guggenheim Core Plus Fund, Ltd.
- CIK: 0001665174
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2015
- Address: 100 WILSHIRE BOULEVARD, SUITE 500, SANTA MONICA, CA, 90401
- Phone: 310-576-1270
Officers, directors & promoters (14)
| Name | Role | Location |
|---|
| Sherri Fleming | Director | George Town, Grand Cayman, E9 |
| Kevin Solomon | Director | Grand Cayman, E9 |
| Steven Brown | Executive Officer | FORT LAUDERDALE, FL |
| Adam Bloch | Executive Officer | Santa Monica, CA |
| Anne Walsh | Executive Officer | Santa Monica, CA |
| William Scott Shaw | Director | Grand Cayman, E9 |
| Steven Scott Brown | Executive Officer | Bristol, VT |
| B. Scott Minerd | Executive Officer | SANTA MONICA, CA |
| Adam Scott Bloch | Executive Officer | Santa Monica, CA |
| Kevin Scott Solomon | Director | Grand Cayman, E9 |
| Sherri Scott Fleming | Director | Grand Cayman, E9 |
| Anne Scott Walsh | Executive Officer | Santa Monica, CA |
| Christopher J LeBeau | Director | Grand Cayman, E9 |
| James Scott Michal | Executive Officer | Santa Monica, CA |
Other filings by this issuer (9)
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