Guggenheim High-Yield Fund, Ltd. — Form D/A
Guggenheim High-Yield Fund, Ltd. of SANTA MONICA, CA, a pooled investment fund, filed a Form D amendment with the SEC on 2016-10-21. $16.6M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2016-10-21
- Form: D/A
- Accession: 0000899140-16-001654
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $16.6M
- Minimum investment: $100K
- Investors: 1
- Date of first sale: 2015-12-01
- Security types: equity, fund interests
- SEC file number: 021-253730
Issuer
- Name: Guggenheim High-Yield Fund, Ltd.
- CIK: 0001661390
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2015
- Address: 100 WILSHIRE BOULEVARD, SUITE 500, SANTA MONICA, CA, 90401
- Phone: 310-576-1270
Officers, directors & promoters (16)
| Name | Role | Location |
|---|
| Christopher H LeBeau | Director | Grand Cayman, E9 |
| William H Shaw | Director | Grand Cayman, E9 |
| Jeff Scott Abrams | Executive Officer | SANTA MONICA, CA |
| Thomas H Hauser | Executive Officer | New York, NY |
| Thomas Hauser | Executive Officer | NEW YORK, NY |
| Matthew S Bloom | Executive Officer | New York, NY |
| Sherri M Fleming | Director | Grand Cayman, E9 |
| Kevin M Solomon | Director | Grand Cayman, E9 |
| B. Scott Minerd | Executive Officer | SANTA MONICA, CA |
| Rich M de Wet | Executive Officer | New York, NY |
| William M Shaw | Director | Grand Cayman, E9 |
| Zachary H Warren | Executive Officer | SANTA MONICA, CA |
| Christopher M Lebeau | Director | Grand Cayman, E9 |
| Alastair M McKeever | Director | New York, NY |
| Alastair M McKeever | Executive Officer | New York, NY |
| Kevin H Gundersen | Executive Officer | New York, NY |
Other filings by this issuer (9)
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