GUGGENHEIM HIGH-YIELD FUND, LLC — Form D/A
GUGGENHEIM HIGH-YIELD FUND, LLC of SANTA MONICA, CA, a pooled investment fund, filed a Form D amendment with the SEC on 2019-10-18. $267.8M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2019-10-18
- Form: D/A
- Accession: 0000899140-19-000590
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $267.8M
- Investors: 11
- Date of first sale: 2013-10-01
- Security types: equity, fund interests
- SEC file number: 021-203969
Issuer
- Name: GUGGENHEIM HIGH-YIELD FUND, LLC
- CIK: 0001588407
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2013
- Address: 100 WILSHIRE BOULEVARD, SUITE 500 8th Floor, SANTA MONICA, CA, 90401
- Phone: 3105761270
Officers, directors & promoters (16)
| Name | Role | Location |
|---|
| Thomas H Hauser | Executive Officer | New York, NY |
| Thomas Hauser | Executive Officer | NEW YORK, NY |
| Thomas Hauser | Related Person | NEW YORK, NY |
| Matthew S Bloom | Executive Officer | New York, NY |
| B. Scott Minerd | Executive Officer | SANTA MONICA, CA |
| Rich H de Wet | Executive Officer | New York, NY |
| William H Shaw | Director | Grand Cayman, E9 |
| Zachary Scott Warren | Executive Officer | Santa Monica, CA |
| Alastair M McKeever | Executive Officer | New York, NY |
| Kevin H Gundersen | Executive Officer | New York, NY |
| Christopher H LeBeau | Director | Grand Cayman, E9 |
| Jeff Scott Abrams | Executive Officer | SANTA MONICA, CA |
| Jeffrey Scott Abrams | Executive Officer | New York, NY |
| - Guggenheim Partners Investment Management, LLC | Promoter | NEW YORK, NY |
| Kevin H Gunderson | Executive Officer | New York, NY |
| Alastair M. McKeever | Related Person | New York, NY |
Other filings by this issuer (12)
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