Peters Thematic SPC Fund, Ltd. — Form D/A

Peters Thematic SPC Fund, Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2020-10-16. $711.4M was reported sold. Industry: Pooled Investment Fund.

Offering

Filed: 2020-10-16
Form: D/A
Accession: 0000902664-20-003641
Industry: Pooled Investment Fund
Exemptions: 06b, 3C, 3C.7
Amount sold: $711.4M
Minimum investment: $100K
Investors: 13
Date of first sale: 2015-05-17
Security types: fund interests
SEC file number: 021-249863

Issuer

Name: Peters Thematic SPC Fund, Ltd.
CIK: 0001655839
Entity type: Other
Jurisdiction: CAYMAN ISLANDS
Incorporated: 2015
Address: C/O INTERTRUST CORP. SVCS. (CAYMAN) LTD., GRAND CAYMAN, E9, KY1-9005
Phone: (345) 943-3100

Officers, directors & promoters (14)

Name	Role	Location
Warren Keens	Director	Grand Cayman, E9
Joshua Barlow	Director	Newport Beach, CA
Todd Groome	Director	Grand Cayman, E9
- One River Asset Management, LLC	Promoter	Stamford, CT
Ian Malloch	Director	Stamford, CT
JOSHUA M BARLOW	Director	MILWAUKEE, WI
Warren M Keens	Director	George Town, Grand Cayman, E9
- M One River Asset Management, LLC	Promoter	Cos Cob, CT
Stefan Pollman	Director	Cos Cob, CT
Warren T Keens	Director	George Town, Grand Cayman, E9
- T One River Asset Management, LLC	Promoter	Cos Cob, CT
Stephen T Lisenby	Director	George Town, Grand Cayman, E9
Todd T Groome	Director	George Town, Grand Cayman, E9
- T Peters Capital Group, LLC	Promoter	Cos Cob, CT

Other filings by this issuer (11)

Filed	Form	Offering	Sold
2026-01-15	D/A	—	$1.4B
2025-01-15	D/A	—	$714.1M
2024-01-24	D	—	$1.2B
2023-07-07	D/A	—	$2.1B
2022-07-07	D/A	—	$1.2B
2021-10-15	D/A	—	$1.1B
2019-10-18	D/A	—	$417.9M
2018-10-19	D/A	—	$340.4M
2017-10-20	D/A	—	$1.0M
2016-10-21	D/A	—	$1.0M
2015-10-22	D	—	$1.0M

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