OTA Financial Group L.P. — Form D

OTA Financial Group L.P. of PURCHASE, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2009-06-25. $25.9M was reported sold. Industry: Pooled Investment Fund.

Offering

• Filed: 2009-06-25
• Form: D
• Accession: 0000919574-09-012472
• Industry: Pooled Investment Fund
• Exemptions: 06, 3C, 3C.1
• Amount sold: $25.9M
• Investors: 33
• Date of first sale: 2008-01-01
• Security types: fund interests
• SEC file number: 021-132254

Issuer

• Name: OTA Financial Group L.P.
• CIK: 0001317346
• Entity type: Limited Partnership
• Jurisdiction: DELAWARE
• Address: 1 MANHATTANVILLE ROAD, PURCHASE, NY, 10577
• Phone: 914-694-5800

Officers, directors & promoters (1)

More

• CIK 1317346 on SEC EDGAR (source of record)
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