Carolina Institutional Short Duration Fund Ltd. — Form D

Carolina Institutional Short Duration Fund Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-02-07. $100.9M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (10)

NameRoleLocation
Patrice BlancDirectorBoston, MA
Joseph CarrabesDirectorBoston, MA
Michael J GiarlaDirectorRocky Hill, CT
Amy ArganbrightDirectorDurham, NC
-- Amundi Pioneer Institutional Asset Management, Inc.Executive OfficerBoston, MA
Stephen A EasonDirectorDurham, NC
-- Amundi Smith Breeden LLCExecutive OfficerDurham, NC
-- Amundi Smith Breeden LLCPromoterDurham, NC
Michael GiarlaDirectorDurham, NC
Michael GiarlaExecutive OfficerDurham, NC

Other filings by this issuer (8)

FiledFormOfferingSold
2019-02-12D/A$195.9M
2018-02-15D/A$195.9M
2017-05-19D/A$189.9M
2016-05-24D/A$189.9M
2015-12-07D/A$171.9M
2014-12-04D/A$171.9M
2013-12-04D/A$152.9M
2013-02-08D/A$102.9M

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