ROTHSCHILD & CO SMALL-CAP TRUST — Form D
ROTHSCHILD & CO SMALL-CAP TRUST of STAMFORD, CT, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-02-21. $202.9M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2012-02-21
- Form: D
- Accession: 0000919574-12-001778
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Amount sold: $202.9M
- Investors: 30
- Date of first sale: 1997-06-01
- Security types: fund interests
- SEC file number: 021-173682
Issuer
- Name: ROTHSCHILD & CO SMALL-CAP TRUST
- CIK: 0001542686
- Entity type: Business Trust
- Jurisdiction: DELAWARE
- Address: 1 STATION PLACE, STAMFORD, CT, 06902
- Phone: 212-403-3500
Officers, directors & promoters (5)
| Name | Role | Location |
|---|
| T. Radey Johnson | Executive Officer | New York, NY |
| Daniel Radey Oshinskie | Executive Officer | New York, NY |
| Michael Radey Tamasco | Executive Officer | New York, NY |
| N/A Rothschild & Co Asset Management US Inc. | Executive Officer | STAMFORD, CT |
| N/A Rothschild Asset Management Inc. | Executive Officer | NEW YORK, NY |
Other filings by this issuer (6)
More