Carolina Securitized Credit Opportunities Ltd. — Form D/A
Carolina Securitized Credit Opportunities Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2019-02-12. $37.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2019-02-12
- Form: D/A
- Accession: 0000919574-19-001014
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $37.0M
- Minimum investment: $100K
- Investors: 3
- Date of first sale: 2013-10-01
- Security types: equity, fund interests
- SEC file number: 021-204576
Issuer
- Name: Carolina Securitized Credit Opportunities Ltd.
- CIK: 0001587360
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2011
- Address: INTERTRUST CORP SVCS (CAYMAN) LTD, GRAND CAYMAN, E9, KY1-9005
- Phone: 919-967-7221
Officers, directors & promoters (14)
| Name | Role | Location |
|---|
| Anthony Koenig, Jr. | Director | Boston, MA |
| N/A Amundi Asset Management US, Inc. | Executive Officer | Boston, MA |
| Patrice Blanc | Director | Boston, MA |
| Frederic Barthelemy | Director | Boston, MA |
| -- Amundi Asset Management US, Inc. | Executive Officer | Boston, MA |
| Joseph Carrabes | Director | Boston, MA |
| Michael J Giarla | Director | Rocky Hill, CT |
| Michael J Giarla | Executive Officer | Rocky Hill, CT |
| Amy Arganbright | Director | Durham, NC |
| -- Amundi Pioneer Institutional Asset Management, Inc. | Executive Officer | Boston, MA |
| -- Amundi Pioneer Institutional Asset Management, Inc. | Promoter | Boston, MA |
| Stephen A Eason | Director | Durham, NC |
| -- Amundi Smith Breeden LLC | Executive Officer | Durham, NC |
| -- Amundi Smith Breeden LLC | Promoter | Durham, NC |
Other filings by this issuer (13)
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